Prozanta · template

The catchball agreement

One sheet per negotiation between two levels — what was asked for, what is promised, and what it takes

Goal being negotiated:

From level:

To level:

Date:

Before you start

Catchball is the negotiation where a goal from the level above becomes a commitment at the level below. It happens in one meeting of ninety minutes to two hours, with the level handing the goal down and the level receiving it in the same room. The sheet is filled in during the meeting, not afterwards, and both parties sign it. Running catchball through a whole organisation usually takes two to four weeks — and that is the price of goals being owned rather than received.

It is catchball when

The receiving level can answer back, and the answer can change the goal or the resources.

It is not catchball when

The goal is settled before the meeting, and the meeting is about how to reach it. That is a briefing.

Nor is it catchball when

Everything is agreed to. A meeting with not one reservation usually means somebody did not dare speak.

Watch out

  • If the person handing down the goal talks most, it is not catchball. Expect to listen two thirds of the time.
  • A commitment with no resource condition is a wish. If the »what it takes« column is empty, the sheet is not finished.
  • The agreement must be breakable. If you do not write down when it is renegotiated, it will be quietly abandoned instead.

Example

Asked for: lead time in assembly from 14 to 9 days this year. Promised: 11 days by the end of Q3, and 9 days only if planning moves from weekly to daily. Requires: one planner freed up two days a week from October. Not promised: holding inventory flat at the same time — that needs a separate agreement with purchasing.

1 · What was asked for

Write the goal exactly as the level above phrased it. If you rewrite it here, you cannot see afterwards what was actually negotiated.

The goal as it was putMeasureTargetBy when

2 · What we promise

The commitment, as the receiving level phrases it. It is allowed to be less than what was asked for — that is the whole point of the meeting.

What we commit toTargetBy whenOwner on our side

3 · What it takes from you

The conditions. Each line is something the level above has to deliver for the commitment to hold. Without an owner and a date it is not a condition, it is a complaint.

ConditionWho delivers itNo later thanWhat happens if it does not arrive

4 · What we do not promise

The boundary. Write what is expressly outside the agreement, and why. This field is what makes the sheet an agreement rather than a statement of intent.

Outside this agreementWhyWhat it would take before we could promise it

5 · What we will stop doing

Capacity is zero-sum. If something new is to happen, something else has to give way. If this field is empty, the agreement has been stacked on top of everything else, and it will not hold.

What we stop or postponeWho decides itFrom when

6 · Renegotiation and signature

An agreement that cannot be broken openly gets broken in silence. Set the date now.

The agreement is reviewed again on:

It is renegotiated early if:

For the level handing down the goal

Name and date

For the level receiving it

Name and date

Method: catchball in Hoshin Kanri; see Yoji Akao, »Hoshin Kanri: Policy Deployment for Successful TQM«, Productivity Press (1991). This sheet covers the link between prozanta.dk/en/templates/hoshin-kanri, which sets the goals, and prozanta.dk/en/templates/tier-meetings, which follows them. See the chain at prozanta.dk/en/strategi.

Prozanta Operations · prozanta.dk

The catchball agreement

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